Epitaxy vs CVD: Crystal Quality, Substrate, Temperature and Uses Compared

Epitaxial growth grows a single-crystal film on a single-crystal substrate with the same crystal orientation as the substrate. Most silicon epitaxy is done by CVD (chemical vapor deposition), so the two are not opposites: epitaxy can be seen as CVD that continues the substrate's crystal and grows single crystal (there are also non-CVD methods such as MBE). This table compares epitaxial growth of single crystal with ordinary CVD that deposits non-single-crystal films such as polysilicon, amorphous silicon, oxide and nitride.

AspectEpitaxial growthCVD (ordinary deposition)
Resulting crystalSingle crystal that continues the arrangement and orientation of the underlying crystalPolycrystalline (polysilicon) or amorphous; silicon oxide and nitride films are amorphous too
Substrate requirementNeeds a clean single-crystal surface to copy. In heteroepitaxy of a different material, mismatch in lattice constant and thermal expansion becomes an issueNeed not be single crystal: films deposit on oxide, metal, patterned topography or any surface the gas can reach
Surface preparation before growthStrict. Native oxide about 1 nm thick or carbon left on the surface seeds defects such as stacking faults. For silicon, an HF clean is usually followed by a hydrogen bake at about 1,100 °C that removes the oxideNo crystal has to connect to the underlying layer, so oxide removal is generally not as strict as for epitaxy
Temperature tendencyFor silicon it depends on the precursor: about 1,100–1,150 °C with trichlorosilane, about 1,000–1,100 °C with dichlorosilane, and roughly 600–900 °C with silane. SiC uses about 1,500–1,650 °CWide range by method: LPCVD about 600–800 °C, plasma CVD about 300–400 °C. Silicon from silane is amorphous below about 580 °C and polycrystalline above it
Typical filmsSilicon epitaxial layers, SiGe, SiC, and compound-semiconductor layers such as GaN and GaAsPolysilicon, amorphous silicon, silicon oxide (from TEOS and others), silicon nitride, tungsten
Doping controlIn-situ doping with phosphine or diborane during growth lets each layer have its own concentration and gives abrupt depth profiles. Autodoping from heavily doped substrates must be controlledPolysilicon can be made conductive by in-situ doping; for insulating films, doping is not the main purpose
Main usesLightly doped drift layers in power devices, epitaxial wafers for CMOS (such as p/p+), substrates for CMOS image sensors, raised transistor source/drain, SiGe HBT bases, multilayer structures in LEDs and lasersInterlayer dielectrics, STI fill, spacers, hard masks, polysilicon gates and resistors, tungsten plugs
What quality meansCrystal defects such as stacking faults and dislocations, epi thickness and resistivity (doping). In heteroepitaxy, exceeding the critical thickness introduces misfit dislocationsThickness uniformity, step coverage, film density and impurities such as hydrogen, film stress
EquipmentFor silicon on 300 mm wafers, lamp-heated single-wafer reactors are mainstream. Compound semiconductors widely use MOCVD, and MBE is also used, for example in researchLPCVD that processes many wafers at once in a vertical furnace, plasma CVD, HDP-CVD for gap fill and others

Figures are typical orders of magnitude and vary by process generation and product.

When to use which

Epitaxial growth
When you need a layer that does the device's electrical work, with few defects and doping chosen independently of the substrate, such as a power-device drift layer or SiGe source/drain.
CVD (ordinary deposition)
When you need insulators, electrodes, masks or fill films that do not have to be single crystal, while covering topography.
Same gas, different result
The same silicon precursor gives single crystal on clean single-crystal silicon but polysilicon or similar on oxide. Selective epitaxy strengthens this difference with chlorine-containing precursors or HCl so that single crystal grows only where silicon is exposed.

FAQ

Is epitaxial growth a type of CVD?

Most silicon epitaxy is done by CVD, so it can be seen as a way of using CVD to grow single crystal. Strictly, though, epitaxy names the result, growing single crystal that continues the underlying crystal, and the method is not limited to CVD. MOCVD, widely used for compound semiconductors, is epitaxy by CVD, while MBE (molecular beam epitaxy) supplies source materials as molecular beams in ultra-high vacuum and is not CVD.

Why is a hydrogen bake done before epitaxy?

Because native oxide (about 1 nm) or contamination such as carbon left on the surface prevents proper single-crystal growth and causes defects such as stacking faults. Heating in hydrogen to about 1,100 °C makes the oxide evaporate as SiO and exposes a clean crystal surface. Advanced processes that must limit the thermal budget combine it with wet cleaning or plasma treatment and run it at lower temperatures.

What is the difference between an epitaxial silicon layer and polysilicon?

An epitaxial layer is single crystal connected to the substrate, with few crystal defects, so it can serve as a layer that does the device's electrical work, such as a drift layer or source/drain. Polysilicon is a collection of small grains that can be deposited anywhere, including on oxide, and is used for gate electrodes, resistors and similar parts.

Check your understanding

Which correctly describes epitaxial growth?

  1. AGrowing a single-crystal thin film on a single-crystal substrate with the same crystal orientation as the substrate
  2. BDepositing an amorphous film on a substrate
  3. CMelting the substrate at high temperature and recrystallizing it
Show answer and explanation

Answer: A. Growing a single-crystal thin film on a single-crystal substrate with the same crystal orientation as the substrate

In epitaxial growth, atoms stack up following the substrate's crystal arrangement, forming a single-crystal film with the same orientation. Doping and even material can be chosen independently of the substrate, and the layer has fewer defects than CZ wafers, so epitaxy is used for lightly doped drift layers in power devices, CMOS image sensor substrates, SiGe source/drains in transistors, and the multilayer stacks of LEDs and lasers.

What is the main purpose of heating the wafer in high-temperature hydrogen just before silicon epitaxial growth?

  1. ATo oxidize the surface thickly
  2. BTo dope heavily
  3. CTo remove the native oxide and expose a clean crystal surface
Show answer and explanation

Answer: C. To remove the native oxide and expose a clean crystal surface

A native oxide (about 1 nm) or carbon contamination on the surface prevents proper single-crystal growth and seeds defects such as stacking faults. Baking in hydrogen at about 1100 °C before growth makes SiO2 react with silicon and evaporate as SiO, exposing a clean crystal surface. Advanced processes with tight thermal budgets combine wet cleans or plasma treatment to do this at lower temperatures.

When silicon films are deposited by thermally decomposing silane, what kind of film forms if the deposition temperature is lowered?

  1. ASingle-crystal silicon
  2. BAmorphous silicon
  3. CSilicon dioxide
Show answer and explanation

Answer: B. Amorphous silicon

Silicon films from thermal decomposition of silane are amorphous below about 580 °C and polycrystalline above it. Depositing amorphous silicon and then annealing near 600 °C for a long time grows crystals from few nuclei, yielding larger grains (and higher mobility) than direct poly deposition. Thin-film transistors in LCDs also use laser crystallization.

  1. Which gases are used as sources for silicon epitaxial growth?
  2. What is it called when doping gas is flowed during epitaxial growth to add dopants at the same time as growth?
  3. Which correctly describes selective epitaxial growth?

Practice Epitaxial growth questions

Key terms explained

Epitaxial growth
A technique for growing a single-crystal thin film on a single-crystal substrate with the same crystal orientation as the substrate.
CVD
Chemical vapor deposition. A method of depositing thin films on a wafer through chemical reactions of source gases.
Selective epitaxial growth
A method that grows crystal only where silicon is exposed, not on areas covered by insulating film. It is used for SiGe in transistor sources and drains and elsewhere.
Native oxide
A thin oxide about 1 nm thick that forms naturally when silicon is exposed to air or water. Because it raises contact resistance and disturbs epitaxial growth, it is removed right before such steps.
Autodoping
Unintended incorporation into a growing epitaxial layer of dopant from the substrate or elsewhere via the gas phase. It is a problem when growing lightly doped layers on heavily doped substrates.
LPCVD (low-pressure CVD)
Thermal CVD performed under reduced pressure. Faster gas diffusion gives good thickness uniformity and step coverage, and many wafers can be processed at once in a vertical furnace. It is used for polysilicon and nitride films.
MOCVD (metal-organic chemical vapor deposition)
A method that grows crystals using metal-organic compounds and source gases such as ammonia. It is widely used to grow compound semiconductors such as GaN and GaAs.

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