RIE vs ICP-RIE vs ALE: Plasma Etching Methods Compared

All three are dry etching methods that use a plasma, but they differ in how the plasma is generated and how material is removed. Capacitively coupled (CCP) RIE applies RF power to parallel-plate electrodes; it is simple, but plasma density and ion energy are hard to set independently. ICP-RIE generates a high-density plasma with a coil and sets the ion energy with a separate power supply on the wafer side, so it etches fast with limited damage. ALE alternates surface modification and removal, taking off only an atomic-layer amount per cycle; it is slow, but gives extremely precise depth control.

AspectCapacitively coupled RIE (CCP)ICP-RIEALE (atomic layer etching)
Plasma generationRF power is applied between parallel-plate electrodes, typically at 13.56 MHz. Many tools use two frequenciesRF current flows through a coil outside a dielectric window, and the induced electric field accelerates electrons. A separate bias supply is connected on the wafer sideNo fixed method. It is usually done in an etch tool such as an ICP type, switching gas supply and bias step by step (plasma ALE)
Typical pressureAbout a few Pa to a few tens of PaLow pressure, about 0.1 Pa to a few PaSet for each step: gas is adsorbed in the modification step, and ions are applied in the removal step
Plasma densityLower (about 10⁹ to 10¹⁰ cm⁻³)High (about 10¹¹ to 10¹² cm⁻³)Depends on the tool. What matters more than density is that each step stops in a self-limiting way
Ion energy controlA single power sets both density and self-bias, so they are hard to control separately. Dual frequency partly decouples themCoil source power sets the density and wafer-side bias power sets the ion energy, almost independentlyThe ion energy in the removal step is set within a narrow window (typically a few tens of eV) that removes only the modified layer without sputtering the underlying material
Etch rateModerate (about tens to hundreds of nm/min depending on conditions)Fast (about hundreds of nm/min to several µm/min for silicon)Very slow: about 0.1 to 0.5 nm per cycle, and gas switching and purging take time
DirectionalityAnisotropy comes from ion bombardment and sidewall protectionAt low pressure, ions arrive almost vertically, which favors high-aspect-ratio anisotropic etchingPlasma ALE is directional and can etch only the bottom surface. Thermal ALE is isotropic
DamageIon energy tends to be high, so damage to the underlying layer and charging are more likelyLowering the bias reduces damage while keeping the etch rateLowest. Ions have low energy, and the surface stays smooth
Depth controlSet by time and endpoint detection. Stopping within a few nm is difficultSet by time and endpoint detection. Conditions are switched near the underlying layer to raise selectivitySet by the number of cycles. It can stop at the atomic-layer level, with little difference between dense and sparse patterns
ThroughputHighHighLow. Used only for the critical final part of a process
Typical usesEtching oxide and nitride films with fluorocarbon gases, and patterning dielectrics such as contact holesSilicon and polysilicon gates, STI, metal interconnects, compound semiconductors, deep MEMS etching (Bosch process)Steps that must stop within a few nm, such as around GAA nanosheets and gates, patterning extremely thin films, low-damage recesses

Figures are typical orders of magnitude and vary by process generation and product.

When to use which

Capacitively coupled RIE (CCP)
When etching dielectric films such as oxide and nitride with fairly high ion energy. The structure is simple, and large electrodes give a uniform plasma.
ICP-RIE
When you want to etch fast but tune the ion energy separately to control damage and profile: silicon, metals, compound semiconductors and deep trenches.
ALE (atomic layer etching)
When you need to stop precisely within a few nm, or etch a film only a few atomic layers thick without damaging it.
Combined
In real processes, most of the material may be removed with fast conditions such as ICP, then the recipe switches to high-selectivity conditions near the underlying layer, and only the last few nm are finished with ALE. Both can also be done in the same tool.

FAQ

Is ICP-RIE a kind of RIE?

Yes. RIE is the name of the method that etches by combining chemical reactions and ion bombardment in a plasma of reactive gases, and capacitively coupled (CCP) and inductively coupled (ICP) describe different ways of generating that plasma. ICP-RIE is RIE with a high-density plasma and independently controlled ion energy.

What is the difference between ICP and CCP?

In CCP, the single power applied to the electrode sets both plasma density and ion energy. ICP sets the density with a coil and the ion energy with the wafer-side bias, so it can create a high-density plasma at low pressure while keeping the ion energy low.

Why is ALE used when it is so slow?

Each step stops in a self-limiting way, so the amount removed is set by the number of cycles rather than by time, and etching can stop precisely at the atomic-layer level. Damage is also low, so it is used in advanced processes where transistor dimensions are a few nm, only in parts where over-etching cannot be tolerated.

Check your understanding

Which correctly describes reactive ion etching (RIE)?

  1. AEtching that combines chemical reactions and ion bombardment in a plasma of reactive gases
  2. BEtching by immersing the wafer in a chemical solution
  3. CGrinding the wafer surface with a polishing pad
Show answer and explanation

Answer: A. Etching that combines chemical reactions and ion bombardment in a plasma of reactive gases

Reactive ion etching (RIE) combines chemical reactions driven by radicals from a reactive-gas plasma (fluorine- or chlorine-based, etc.) with bombardment by ions accelerated in an electric field. Ions striking perpendicular to the wafer promote reactions at the feature bottom, so etching proceeds vertically with high anisotropy. Despite the name, ions do not etch alone; the synergy with radicals is the essence.

Which is a characteristic of inductively coupled plasma (ICP) etching equipment?

  1. AIt does not use plasma
  2. BIt generates high-density plasma with a coil, and plasma density and ion energy are easy to control separately
  3. CIt uses liquid chemicals
Show answer and explanation

Answer: B. It generates high-density plasma with a coil, and plasma density and ion energy are easy to control separately

An ICP etcher drives RF current through a coil above or around the chamber to induce an electric field that sustains a dense plasma of 10¹¹–10¹² cm⁻³, while a separate RF supply biases the wafer. Plasma density (radical and ion flux) and ion energy at the wafer can be set independently, enabling fast, highly anisotropic etching at pressures of a few Pa or less; ICP tools are widely used for silicon and metal etching.

Which is a characteristic of atomic layer etching (ALE)?

  1. AIt etches several µm quickly in one step
  2. BIt alternates surface modification and removal, controlling the etched amount at the atomic-layer level
  3. CIt is isotropic wet etching using chemical solutions
Show answer and explanation

Answer: B. It alternates surface modification and removal, controlling the etched amount at the atomic-layer level

ALE repeats self-limiting steps: first modify only the top surface layer, e.g., by chlorine adsorption, then remove just that layer with low-energy ions or similar. With a fixed removal of about 0.1–0.5 nm per cycle, it offers atomic-scale control, low surface damage and little dependence on pattern density. The etching counterpart of ALD, it is entering use in GAA and gate-region processing.

  1. In plasma tools such as capacitively coupled ones, what is the phenomenon called in which the wafer-side electrode naturally acquires a negative DC potential that accelerates ions toward the wafer?
  2. Which correctly describes one mechanism by which dry etching achieves anisotropy?
  3. During plasma etching, what is the phenomenon called in which conductors acting as antennas, such as long wires, collect charge and damage the gate oxide they connect to?

Practice Etching questions

Key terms explained

RIE (reactive ion etching)
Dry etching that combines reactive species in a plasma with ions accelerated by an electric field. It enables vertical, anisotropic etching.
ICP (inductively coupled plasma)
A method that generates a high-density plasma with RF current in a coil. It makes it easy to control plasma density and the energy of ions reaching the wafer independently.
ALE (atomic layer etching)
Etching by alternating surface modification and removal so that each cycle removes about one atomic layer. It gives extremely precise control of etch depth.
Self-bias
The negative DC potential that the wafer electrode naturally acquires in a capacitively coupled plasma. It accelerates positive ions toward the wafer, aiding anisotropic etching.
Anisotropic etching
Etching that proceeds only in a particular direction (mainly vertically). Needed to pattern fine features.

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