KOH vs TMAH Anisotropic Etching of Silicon: Etch Rate, Masks and CMOS Compatibility

KOH and TMAH are both alkaline solutions that dissolve silicon at very different rates depending on the crystal plane. The (111) planes etch far more slowly than the others, so on a (100) wafer they appear as sidewalls sloped at about 54.7°, which lets you make V-grooves, pyramid-shaped pits and thin diaphragms. KOH is cheap, has a large rate difference between planes and has long been used for bulk micromachining of MEMS. However, potassium ions disturb transistor characteristics, so KOH cannot be brought into CMOS processing. TMAH contains no metal ions, so it is easier to combine with CMOS and can use oxide masks, but its rate difference between planes is smaller. It is also absorbed through the skin and can cause severe poisoning, so it needs especially careful handling.

AspectKOHTMAH
Composition and conditionsAqueous potassium hydroxide, typically about 20 to 40 wt% at about 60 to 90 °CAqueous tetramethylammonium hydroxide (a metal-free organic alkali), typically about 5 to 25 wt% at about 70 to 90 °C
Typical (100) etch rateTypically around 1 µm per minute (varies strongly with concentration and temperature)Typically about 0.3 to 1 µm per minute, often slower than KOH
(100) to (111) rate ratioLarge: typically over 100, and several hundred under some conditionsSmaller: typically in the tens (from about ten upward)
Usable masksSilicon nitride (LPCVD) is best; SiO2 etches at a rate that is not negligible, so long etches need a thick filmSiO2 etches very slowly, so thermal oxide works well as a mask; silicon nitride can also be used
CMOS compatibilityPoor: potassium ions enter the gate oxide as mobile ions and shift the threshold voltage, so KOH is kept out of CMOS processing; it also attacks aluminum quicklyGood: it contains no metal ions, so it can be used for MEMS processing after the CMOS circuits are built (post-CMOS); it attacks aluminum, but conditions that limit the attack, such as dissolving silicon into the solution, are known
Surface roughnessRelatively smooth surfaces are easier to get at higher concentrationsAt low concentration, small pyramid-shaped hillocks tend to form on (100) surfaces; higher concentration gives smoother surfaces but slower etching
Safety and handlingA strong alkali that causes serious damage to skin and eyes; cheap and easy to handleBesides being a strong alkali, it can be absorbed through the skin and block signal transmission from nerves to muscles, which can cause systemic poisoning such as respiratory arrest; concentrated solutions are especially dangerous
Typical usesBulk machining of MEMS without circuits, such as pressure-sensor diaphragms, V-grooves for aligning optical fibers, inkjet nozzles and through-wafer holesReleasing MEMS structures built on the same chip as circuits (such as thermal sensors), and anisotropic silicon etching where metal-ion contamination must be avoided

Figures are typical orders of magnitude and vary by process generation and product.

When to use which

KOH
Suits cheap, fast, deep etching of MEMS parts without circuits. Its large rate difference between planes makes accurate shapes easier, and silicon nitride is used as the mask.
TMAH
The choice when processing wafers that carry CMOS circuits or when metal-ion contamination must be avoided. Being able to use thermal oxide as a mask is another advantage, but handling requires strict protective equipment and procedures.

FAQ

Why do (111) planes etch so slowly?

The usual explanation is that each surface atom on a (111) plane is held by three bonds to the crystal below and has only one bond exposed at the surface, so the solution has a hard time pulling it away. Because of this difference, the (111) planes on a (100) wafer remain almost unetched and form sidewalls sloped at about 54.7°.

Why can't KOH be used in CMOS processing?

Potassium is an alkali metal like sodium, and it becomes a mobile ion that moves through the gate oxide and shifts the threshold voltage. Even tiny amounts cause problems, so tools and wafers that have seen KOH are kept out of CMOS processing.

How can etching be stopped at a set depth?

Silicon doped very heavily with boron is hardly etched by alkaline solutions, so etching stops at that layer (boron etch stop); this works with both KOH and TMAH. Other options are electrochemical etch stops, which apply a voltage to a pn junction, and stopping on the buried oxide of an SOI wafer. Controlling by time alone turns the wafer's thickness variation directly into variation of the remaining membrane.

Is TMAH the same as photoresist developer?

It is the same substance at a different concentration and temperature. Developer is a dilute solution of about 2.38% used near room temperature, while silicon etching uses about 5 to 25% heated to about 70 to 90 °C. In both cases it must be kept off the skin, and concentrated solutions are especially dangerous.

Check your understanding

Which is a characteristic of wet etching of silicon with potassium hydroxide (KOH) solution?

  1. AEtch rates differ greatly between crystal planes, and the (111) plane etches very slowly, producing features such as V-shaped grooves with sloped walls
  2. BIt is isotropic etching that proceeds at the same rate on all crystal planes
  3. CIt dissolves oxide quickly
Show answer and explanation

Answer: A. Etch rates differ greatly between crystal planes, and the (111) plane etches very slowly, producing features such as V-shaped grooves with sloped walls

Alkaline solutions such as KOH etch silicon's (111) planes about 100 times slower than (100) planes, so on (100) wafers the (111) planes emerge, forming V-grooves and pyramidal pits with sidewalls at about 54.7°. This crystallographic anisotropy is used to make MEMS pressure-sensor diaphragms, inkjet nozzles and light-trapping surface textures on solar cells.

What is the main reason organic alkalis such as TMAH, rather than sodium hydroxide, are used as semiconductor developers?

  1. ABecause TMAH has a stronger color
  2. BBecause TMAH is always cheaper
  3. CTo avoid contamination by metal ions such as sodium
Show answer and explanation

Answer: C. To avoid contamination by metal ions such as sodium

Alkali metal ions such as sodium and potassium become mobile ions that drift through oxide under an electric field, shifting transistor threshold voltages. Sodium contamination was the main cause of instability in early MOS devices. TMAH is a metal-free organic alkali, so it poses no such risk. Color and price are not the reason; TMAH is not necessarily cheaper.

Why is skin contact with concentrated TMAH (tetramethylammonium hydroxide), used in developers, considered especially dangerous?

  1. ABecause it emits strong radiation
  2. BBecause it is absorbed through the skin and can interfere with nerve and muscle function, causing systemic poisoning such as respiratory arrest
  3. CBecause it instantly freezes and causes frostbite
Show answer and explanation

Answer: B. Because it is absorbed through the skin and can interfere with nerve and muscle function, causing systemic poisoning such as respiratory arrest

TMAH not only burns skin as a strong alkali; tetramethylammonium ions absorbed through the skin block nerve-to-muscle signal transmission and can cause respiratory arrest. Concentrated solutions around 25% are far more dangerous than the 2.38% developer, and fatal accidents from skin contact have been reported in Taiwan and elsewhere. Protective equipment, immediate rinsing after contact and prompt medical care are essential.

  1. Which correctly describes anisotropic etching?
  2. Which is a general characteristic of wet etching?

Practice Etching questions

Key terms explained

Anisotropic etching
Etching that proceeds only in a particular direction (mainly vertically). Needed to pattern fine features.
Wet etching
Etching that dissolves films by immersing them in chemicals. Selectivity is high and damage low, but it generally proceeds isotropically and does not suit fine patterning.
TMAH
Tetramethylammonium hydroxide, a metal-ion-free organic alkali used as a photoresist developer. Care is needed because it can cause poisoning through skin absorption.
Crystal orientation
The direction of crystal planes and axes, expressed with Miller indices such as (100). The (100) surface is standard for silicon wafers used for MOSFETs.
Mobile ions
Ions such as sodium and potassium that can move within the gate oxide. They drift with field and temperature and shift the threshold voltage. Because they can come from sources such as human sweat, they are tightly controlled.
MEMS
Micro-electro-mechanical systems. Devices that integrate tiny mechanical structures and electronic circuits using semiconductor microfabrication.
Selectivity
In etching, the ratio of the etch rate of the target film to that of the mask or underlying film. Higher selectivity means less damage to the underlayer.

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